Gerard Francis Griffin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capula Investment Management LLP (no longer approved here)
FRN 433422
- [FCA CF] Client dealing (6 Dec 2023 to 29 May 2025)
- [FCA CF] Manager of certification employee (6 Dec 2023 to 29 May 2025)
Palekana Ltd (no longer approved here)
FRN 974350
- SMF3 Executive Director (17 Oct 2022 to 17 Nov 2023)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (4 May 2010 to 4 Jan 2013)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.