Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (24 Apr 2017 to 3 Nov 2017)
- CF11 Money Laundering Reporting (27 Apr 2015 to 3 Nov 2017)
- CF1 Director (14 Jan 2005 to 3 Nov 2017)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 3 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.