Gerard Charles Walsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • [FCA CF] Client dealing (1 Mar 2020 to 9 Aug 2022)
    • [FCA CF] Manager of certification employee (1 Mar 2020 to 1 Mar 2021)
    • [FCA CF] Material risk taker (1 Mar 2020 to 1 Aug 2020)
    • [FCA CF] Significant management (1 Mar 2020 to 9 Aug 2022)
    • CF30 Customer (12 Nov 2018 to 2 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.