Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 2 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 2 Aug 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 2 Aug 2019)
    • CF30 Customer (23 Sep 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 2 Aug 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 2 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 2 Aug 2019)
    • CF30 Customer (23 Sep 2015 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 8 Feb 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 8 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.