Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Dec 2022)
    • CF29 Significant management (15 Sep 2015 to 6 Mar 2016)
    • CF30 Customer (15 Sep 2015 to 9 Dec 2019)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Dec 2022)
    • CF29 Significant management (15 Sep 2015 to 6 Mar 2016)
    • CF30 Customer (15 Sep 2015 to 9 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 Jun 2014)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.