Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 25 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2024)
    • CF30 Customer (since 21 Mar 2024)
    • (2)Employed By (since 21 Mar 2024)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (14 Sep 2011 to 21 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.