Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (16 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.