Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (16 Feb 2012 to 28 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Sterling Asset Management (no longer approved here)

    FRN 200395

    • (5)Employed By (16 Feb 2012 to 28 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.