Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AJH Financial Services Ltd
FRN 226955
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (28 Sep 2016 to 29 Dec 2017)
- CF30 Customer (12 Sep 2008 to 8 Dec 2019)
- CF1 Director (13 Nov 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.