Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
- [FCA CF] Manager of certification employee (since 1 Feb 2025)
- [FCA CF] Client dealing (since 2 Sep 2023)
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LGT Wealth Management UK LLP
FRN 471048
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Significant management (since 1 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
- [FCA CF] Client dealing (since 1 Feb 2020)
- [FCA CF] Manager of certification employee (since 1 Feb 2020)
- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2025 to 2 Jun 2025)
- CF30 Customer (26 Jan 2015 to 8 Dec 2019)
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- CF30 Customer (7 Nov 2013 to 6 Jan 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.