Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF1 Director (AR) (1 Jul 2020 to 31 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (1 Feb 2012 to 31 Mar 2022)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (1 Feb 2012 to 8 Dec 2019)
    • (2)Employed By (14 Mar 2019 to 31 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)Employed By at Baillie Gifford Investment Management (Europe) Limited