Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Interactive Brokers (U.K.) Limited
FRN 208159
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10a CASS Oversight function (24 Jun 2013 to 21 Mar 2016)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (6 Feb 2002 to 31 Oct 2007)
- CF3 Chief Executive (6 Feb 2002 to 8 Dec 2019)
- CF21 Investment Adviser (6 Feb 2002 to 31 Oct 2007)
- CF1 Director (6 Feb 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.