Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 15 Mar 2023)
    • [FCA CF] Client dealing (since 4 Nov 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2022)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2022)
    • CF30 Customer (17 Jul 2015 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.