Gerald Joseph Stanley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROSPER FINANCIAL SOLUTIONS LIMITED

    FRN 587653

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 2 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Oct 2024)
    • Responsibility for MCD Intermediation (since 24 Feb 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (7 Jan 2014 to 9 Mar 2015)
    • CF10 Compliance Oversight (23 Oct 2013 to 9 Mar 2015)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)
  • Prosper Protect Limited

    FRN 912838

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 2 Oct 2024)
    • Responsible for Insurance Distribution (since 31 Mar 2022)
    • SMF16 Compliance Oversight (since 24 Feb 2020)
    • SMF3 Executive Director (since 24 Feb 2020)
    • Responsibility for MCD Intermediation (since 24 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (1 Nov 2007 to 28 Dec 2008)
    • CF21 Investment Adviser (17 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2006 to 17 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2005)

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Updates to this individual's record on the FCA register.

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