Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • SMF6 Head of Key Business Areas (since 15 May 2025)
    • SMF7 Group Entity Senior Manager (19 Oct 2023 to 15 May 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (13 Sep 2021 to 19 Oct 2023)
    • [FCA CF] Significant management (13 Sep 2021 to 4 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 19 Oct 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (13 Sep 2021 to 19 Oct 2023)
    • [FCA CF] Significant management (13 Sep 2021 to 4 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 19 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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