Gerald Dunning

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (23 Feb 2017 to 8 Oct 2019)
    • [FCA CF] Material risk taker (7 Sep 2016 to 25 Feb 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 25 Feb 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.