Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (10 Dec 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2009 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 11 Oct 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Leam Financial Services (no longer approved here)

    FRN 191201

    • (6)Employed By (9 Jan 2004 to 31 Jul 2008)
  • Parkway Consulting (no longer approved here)

    FRN 193379

    • (7)Employed By (8 Dec 1999 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (7)Employed By at Parkway Consulting

  2. controlled function added: (6)Employed By at Leam Financial Services