Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
- [FCA CF] Client dealing (since 25 Mar 2026)
-
Julian Harris Financial Consultants
FRN 153566
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
- [FCA CF] Client dealing (since 17 Mar 2021)
-
- (1)Employed By (25 Feb 2021 to 25 Feb 2021)
-
- CF30 Customer (18 Jan 2020 to 25 Feb 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.