Geraint Wyn Jones

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 7 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 24 Jan 2018)
    • CF4 Partner (AR) (26 Jan 2018 to 12 Aug 2025)
  • DBD Financial Limited

    FRN 799349

    • Employed By (since 26 Jan 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (1 Jun 2012 to 16 Apr 2018)
  • DBD Financial Planning (no longer approved here)

    FRN 402146

    • Employed By (21 May 2012 to 16 Apr 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (21 May 2012 to 16 Apr 2018)
    • CF30 Customer (21 May 2012 to 16 Apr 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 Mar 2011 to 28 May 2012)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (18 Mar 2011 to 28 May 2012)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (17 Feb 2004 to 30 Sep 2004)
    • CF22 Investment Adviser (Trainee) (17 Jun 2003 to 17 Feb 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (17 Feb 2004 to 30 Sep 2004)
    • CF22 Investment Adviser (Trainee) (17 Jun 2003 to 17 Feb 2004)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (17 Jun 2003 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.