Geraint David Rees

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Geraint Rees

    FRN 577935

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (30 Aug 2012 to 8 Dec 2019)
  • Portfolio Financial Consultancy Ltd (no longer approved here)

    FRN 193483

    • (28)Employed By (13 Aug 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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