Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Jan 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
    • CF30 Customer (11 Feb 2016 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (17 Jan 2008 to 11 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.