Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 8 Jan 2026)
    • [FCA CF] Client dealing (since 8 Jan 2026)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (5 Sep 2023 to 31 Oct 2025)
    • [FCA CF] Material risk taker (5 Sep 2023 to 31 Oct 2025)
    • [FCA CF] Client dealing (5 Sep 2023 to 31 Oct 2025)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (5 Sep 2023 to 31 Oct 2025)
    • [FCA CF] Material risk taker (5 Sep 2023 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (5 Sep 2023 to 31 Oct 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (30 Nov 2017 to 15 Jul 2021)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (22 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.