Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 5 Feb 2026)
- [FCA CF] Client dealing (since 2 Feb 2026)
- CF30 Customer (1 Nov 2007 to 29 Aug 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (21 Nov 2024 to 30 Jan 2026)
- [FCA CF] Client dealing (28 Oct 2024 to 30 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.