Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 14 Mar 2025)
    • [FCA CF] Material risk taker (since 25 Feb 2025)
    • SMF3 Executive Director (since 26 Jan 2024)
    • SMF18 Other Overall Responsibility (13 Oct 2023 to 26 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2020 to 29 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2022)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF30 Customer (29 Nov 2010 to 1 Apr 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 10 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.