Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2021)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (24 Feb 2017 to 31 Mar 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Apr 2010 to 29 May 2012)
  • The John Greening Practice Ltd (no longer approved here)

    FRN 416402

    • Employed By (1 Apr 2010 to 29 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.