Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Oct 2023)
- [FCA CF] Client dealing (since 5 Oct 2023)
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- (3)Employed By (8 Sep 2022 to 24 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (6 Feb 2020 to 24 Aug 2023)
- CF30 Customer (7 Jan 2020 to 24 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.