Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EFG Private Bank Limited
FRN 144036
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Functions requiring qualifications (since 1 Jun 2017)
- CF30 Customer (21 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.