Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aaron Tawny Mortgages Limited (no longer approved here)

    FRN 301672

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Nov 2006 to 31 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (12 Feb 2003 to 31 Dec 2006)
  • Lord Clarke Associates Ltd (no longer approved here)

    FRN 200726

    • (7)Employed By (12 Feb 2003 to 31 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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