Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GUINNESS ASSET MANAGEMENT LIMITED
FRN 223077
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 4 Feb 2025)
- CF30 Customer (since 1 Jan 2024)
- [FCA CF] Client dealing (since 9 Dec 2022)
- [FCA CF] Material risk taker (since 9 Dec 2022)
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Guinness Ventures Limited
FRN 1002971
- (7)Employed By (since 1 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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