Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Dec 2021)
    • [FCA CF] CASS oversight function (since 8 Dec 2021)
    • [FCA CF] Manager of certification employee (since 8 Dec 2021)
    • [FCA CF] Significant management (since 8 Dec 2021)
    • SMF3 Executive Director (1 May 2020 to 19 Jun 2021)
    • SMF16 Compliance Oversight (1 May 2020 to 19 Jun 2021)
  • LOGIC WEALTH PLANNING LTD (no longer approved here)

    FRN 435878

    • SMF3 Executive Director (4 Dec 2020 to 19 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2020)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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