George Ullstein

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AllianceBernstein Limited
FRN 147956
- [FCA CF] Client dealing (since 20 Sep 2021)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (1 Oct 2020 to 30 Jun 2021)
Jupiter Asset Management Limited (no longer approved here)
FRN 141274
- CF30 Customer (19 Nov 2008 to 5 Feb 2010)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF30 Customer (23 Jul 2008 to 30 Oct 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.