Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jun 2008)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2004 to 25 Oct 2004)
    • CF7 Sole Trader (AR) (26 Apr 2004 to 31 Jan 2007)
    • Employed By (since 26 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.