Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • [FCA CF] Client dealing (10 Dec 2018 to 30 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (29 May 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
    • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.