George Timothy Pullen

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T.M. Pullen

    FRN 940374

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2025)
    • [FCA CF] Client dealing (since 2 Oct 2025)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 10 Dec 2024)
    • [FCA CF] Client dealing (1 Jan 2021 to 10 Dec 2024)
    • CF30 Customer (11 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.