Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 May 2021 to 19 Apr 2024)
- [FCA CF] Functions requiring qualifications (18 May 2021 to 19 Apr 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 May 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 15 May 2021)
- CF30 Customer (30 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 21 Sep 2018)
- CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Mar 2007 to 5 Oct 2007)
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- CF7 Sole Trader (AR) (4 Jan 2002 to 22 Aug 2004)
- CF21 Investment Adviser (4 Jan 2002 to 22 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.