Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 2 Oct 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 10 Aug 2017)
- CF4 Partner (AR) (10 Aug 2017 to 14 Apr 2021)
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Murray Wealth Management Ltd
FRN 786024
- (2)Employed By (since 10 Aug 2017)
Recent activity
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