Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Wave Financial Services Ltd
FRN 779395
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
- [FCA CF] Client dealing (since 17 Nov 2025)
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- [FCA CF] Significant management (6 May 2025 to 11 Jun 2025)
- [FCA CF] CASS oversight function (6 May 2025 to 11 Jun 2025)
- [FCA CF] Functions requiring qualifications (6 May 2025 to 28 Oct 2025)
- [FCA CF] Proprietary trader (6 May 2025 to 11 Jun 2025)
- [FCA CF] Benchmark submission and administration (6 May 2025 to 11 Jun 2025)
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- [FCA CF] Functions requiring qualifications (25 May 2022 to 15 Aug 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 25 May 2022)
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- CF1 Director (AR) (24 Jan 2007 to 11 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.