Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 May 2024)
- [FCA CF] Client dealing (since 10 May 2024)
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- [FCA CF] Functions requiring qualifications (16 Jan 2023 to 15 Mar 2024)
- [FCA CF] Client dealing (16 Jan 2023 to 15 Mar 2024)
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- [FCA CF] Functions requiring qualifications (20 Dec 2022 to 15 Mar 2024)
- [FCA CF] Client dealing (20 Dec 2022 to 15 Mar 2024)
- CF30 Customer (7 Dec 2022 to 15 Oct 2024)
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- Employed By (7 Dec 2022 to 15 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.