Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 May 2024)
    • [FCA CF] Client dealing (since 10 May 2024)
  • Clifton Wealth Partnership Ltd (no longer approved here)

    FRN 541273

    • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 15 Mar 2024)
    • [FCA CF] Client dealing (16 Jan 2023 to 15 Mar 2024)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • [FCA CF] Functions requiring qualifications (20 Dec 2022 to 15 Mar 2024)
    • [FCA CF] Client dealing (20 Dec 2022 to 15 Mar 2024)
    • CF30 Customer (7 Dec 2022 to 15 Oct 2024)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (7 Dec 2022 to 15 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.