Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 10 Nov 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 10 Nov 2021)
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- [FCA CF] Manager of certification employee (30 Jul 2018 to 28 Oct 2021)
- [FCA CF] Client dealing (7 Jun 2016 to 28 Oct 2021)
- CF30 Customer (14 Mar 2012 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (30 Jul 2018 to 28 Oct 2021)
- [FCA CF] Client dealing (7 Jun 2016 to 28 Oct 2021)
- CF30 Customer (14 Mar 2012 to 6 Jan 2015)
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- [FCA CF] Manager of certification employee (30 Jul 2018 to 28 Oct 2021)
- [FCA CF] Client dealing (7 Jun 2016 to 28 Oct 2021)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.