Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 2 Oct 2020)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (9 May 2007 to 31 Oct 2007)
- CF1 Director (9 May 2007 to 8 Dec 2019)
- CF27 Investment Management (9 May 2007 to 31 Oct 2007)
- CF10 Compliance Oversight (9 May 2007 to 16 Jul 2019)
- CF11 Money Laundering Reporting (9 May 2007 to 16 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.