Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finsgate LLP

    FRN 522649

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 6 May 2025)
    • [FCA CF] Client dealing (16 Sep 2019 to 6 May 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (31 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.