Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C.P.H. LIMITED

    FRN 225495

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 14 Mar 2005)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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