Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (21 Sep 2021 to 2 Oct 2023)
    • [FCA CF] Client dealing (21 Sep 2021 to 5 Jun 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.