George Kirkpatrick Kennedy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirkpatrick Kennedy

    FRN 432689

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Oct 2005 to 8 Dec 2019)
  • OLTON GOLF CLUB,LIMITED(THE) (no longer approved here)

    FRN 784402

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2020)
    • CF1 Director (21 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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