Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (8 Mar 2008 to 1 Jun 2008)
- CF11 Money Laundering Reporting (8 Mar 2008 to 1 Jun 2008)
- CF28 Systems and controls (8 Mar 2008 to 1 Jun 2008)
- CF1 Director (1 Jan 2007 to 30 Jun 2010)
- CF3 Chief Executive (1 Jan 2007 to 30 Jun 2010)
- CF8 Apportionment and Oversight (1 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.