Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2024)
  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • [FCA CF] Functions requiring qualifications (19 Aug 2022 to 9 Dec 2022)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 9 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.