Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 5 Dec 2007)
    • CF7 Sole Trader (AR) (29 Jan 2007 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2006 to 12 Sep 2006)
    • CF1 Director (AR) (5 Sep 2006 to 12 Sep 2006)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Sep 2006 to 12 Sep 2006)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (14 Jan 2005 to 22 Mar 2005)
    • CF22 Investment Adviser (Trainee) (19 May 2004 to 14 Jan 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (30 Jan 2002 to 25 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.