Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 5 Dec 2007)
- CF7 Sole Trader (AR) (29 Jan 2007 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (5 Sep 2006 to 12 Sep 2006)
- CF1 Director (AR) (5 Sep 2006 to 12 Sep 2006)
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- CF1 Director (AR) (5 Sep 2006 to 12 Sep 2006)
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- CF21 Investment Adviser (14 Jan 2005 to 22 Mar 2005)
- CF22 Investment Adviser (Trainee) (19 May 2004 to 14 Jan 2005)
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- CF22 Investment Adviser (Trainee) (30 Jan 2002 to 25 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.