George Frank Bromfield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Investment Management Limited

    FRN 116404

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF3 Executive Director (since 30 Dec 2025)
    • [FCA CF] Significant management (since 16 Mar 2025)
    • [FCA CF] Client dealing (since 12 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2024)
    • [FCA CF] Manager of certification employee (since 12 Jun 2024)
  • W1M Wealth Management Limited

    FRN 120776

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 30 Dec 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Material risk taker (29 Mar 2021 to 21 May 2024)
    • [FCA CF] Client dealing (16 Nov 2020 to 21 May 2024)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 21 May 2024)
    • [FCA CF] Manager of certification employee (16 Nov 2020 to 21 May 2024)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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