Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (19 Apr 2024 to 3 Oct 2025)
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- [FCA CF] Material risk taker (11 Jan 2022 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (25 Mar 2021 to 31 Dec 2023)
- [FCA CF] Client dealing (11 Sep 2020 to 31 Dec 2023)
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- CF30 Customer (1 Nov 2007 to 6 May 2009)
- CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.