George Darroch Ovens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- CF22 Investment Adviser (Trainee) (30 Jan 2007 to 23 Jul 2007)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (5 Sep 2005 to 21 Jul 2006)
- CF21 Investment Adviser (24 Oct 2002 to 8 Aug 2003)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (29 Apr 2004 to 30 Aug 2005)
Independent Financial Planning Group Ltd (no longer approved here)
FRN 400436
- (9)Employed By (29 Apr 2004 to 30 Aug 2005)
TSB Bank plc (no longer approved here)
FRN 191240
- CF21 Investment Adviser (24 Oct 2002 to 8 Aug 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.